STOCK Act

Results: 12146



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781Investment / Financial markets / Finance / 73rd United States Congress / United States securities law / Regulation NMS / NASDAQ / Securities Exchange Act / Order / United States Securities and Exchange Commission / Stock market / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change to Amend and Restate Certai

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 17:46:02
782Financial markets / Stock market / Financial regulation / Short selling / Order / Short / Futures contract / Settlement / Securities Exchange Act / Financial economics / Finance / Investment

Microsoft Word - _20150211_Kospi_Market_Business_Regulation.doc

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Source URL: inc.krx.co.kr

Language: English - Date: 2015-03-19 02:16:41
78373rd United States Congress / Securities Exchange Act / Order / U.S. Securities and Exchange Commission / Financial economics / Financial regulation / Investment / Stock market / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 9, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Ex

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 08:31:41
784Financial economics / Finance / Financial system / 73rd United States Congress / United States corporate law / Securities Act / Prospectus / U.S. Securities and Exchange Commission / Securities regulation in the United States / Stock market / United States securities law / United States Securities and Exchange Commission

International Disclosure Standards for Cross-Border Offerings and Initial Listings by Foreign Issuers

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Source URL: www.iosco.org

Language: English - Date: 2003-03-11 08:30:48
785Stock market / Investment / Financial system / 73rd United States Congress / Securities / Prospectus / Securities Act / Credit rating agency / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Financial economics

Microsoft Word - SEK EMTN UpdateBase Prospectus.docx

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Source URL: www.sek.se

Language: English - Date: 2015-03-31 07:32:16
786Financial markets / Stock market / Order / Repurchase agreement / Futures contract / Short / Stock / Arbitrage / Securities Exchange Act / Financial economics / Finance / Investment

Microsoft Word - _20150306_Enforcement_Rules_of_KOSPI_Market_Business_Regulation.doc

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Source URL: inc.krx.co.kr

Language: English - Date: 2015-04-09 05:00:31
787Stock market / United States securities law / Finance / Financial markets / Order / Securities Exchange Act / Chicago Board Options Exchange / Regulation NMS / Financial economics / Investment / United States Securities and Exchange Commission

Order Approving a Proposed Rule Change to Amend Rules 6.41 and 24.8

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 14:28:49
788Stock market / Equity securities / Corporate finance / Preferred stock / Stock / Securities Act / Equity / Consolidation / Warrant / Financial economics / Finance / Investment

-< PAGE >5- THIS INSTRUMENT AND ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES.

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Source URL: www.ycombinator.com

Language: English - Date: 2015-03-17 16:00:57
789Securities / United States securities law / Security / Stock market / Credit derivative / Settlement / International Swaps and Derivatives Association / Securities Act / Repurchase agreement / Financial economics / Finance / Investment

Microsoft Word - FR-#v4-DB_DIP_8th_Supplement_November_2010.DOC

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Source URL: www.db.com

Language: English - Date: 2011-10-13 03:49:41
790Stock market / Economy of the United States / Finance / NYSE Arca / Financial markets / New York Stock Exchange / NASDAQ / Securities Exchange Act / Short / Financial economics / Business / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 26, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-26 15:33:34
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